
Although similarly named, the annual report on Form 10-K is distinct from the “ annual report to shareholders,” which a company must send to its shareholders when it holds an annual meeting to elect directors. The annual report on Form 10-K provides a comprehensive overview of the company's business and financial condition and includes audited financial statements. For example, domestic companies must submit annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K for a number of specified events and must comply with a variety of other disclosure requirements. The federal securities laws require publicly reporting companies to disclose information on an ongoing basis. The Laws That Govern the Securities Industry.Researching the Federal Securities Laws Through the SEC Website.Structured Notes with Principal Protection.


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